Compliance Analyst

San Diego, California

2020-11-18

Privacy Analyst – Consulting – San Diego, CA or Charlotte, NC 

Are you a team player with a genuine enthusiasm for your work? We’re looking for a skilled Analyst with experience in financial compliance and law to complement this company’s well-established team. You’ll be working closely with other attorneys and financial advisors to ensure that clients are in compliance with the firm’s policies. Ability to navigate quickly changing priorities and ambiguity along with a positive and calm demeanor will position you for success in this people-first company. 

What you’ll do:

  • Conduct incident investigations for potential breach notification requirements in collaboration with advisors, investors, and other teams 

  • Provide recommendations and answer any inquiries regarding regulatory matters and the company’s privacy-related policies

  • Analyze Data Loss Prevention alerts and escalate issues to both home office employees and advisors

Who you are:

  • Bachelor’s degree in  Finance, Law, and other related field

  • 3+ years of experience in Compliance, Legal, or Regulatory fields

  • JD highly preferred

What to do now:

Please send your resume to Anne Oyales at aoyales@provenrecruiting.com – we'd love to hear from you! 

We actively support and promote people of various backgrounds, from race, religion and gender to geographical area, university, lifestyle and personality type. Proven Recruiting is minority-owned, majority women, and is a strong advocate for diversity and inclusion in the broader community. Do not hesitate to apply now!

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